Role and Functions of Regulatory Bodies in Financial Sector

IMPORTANT

Role and Functions of Regulatory Bodies in Financial Sector: Overview

This topic covers concepts, such as Roles of Regulatory Bodies in Financial Sector, Functions of Regulatory Bodies in Financial Sector, Regulations on Issue and Listing of Debt Securities, SEBI Regulations for Trading of of Debt Securities, etc.

Important Questions on Role and Functions of Regulatory Bodies in Financial Sector

EASY
IMPORTANT

The service sector has lower productivity improvements than the manufacturing sector because

HARD
IMPORTANT

Which of these is a Self-Regulatory body for the development of Mutual Fund?

HARD
IMPORTANT

Who is the regulator of the Mutual Funds Industry?

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Which Act has to be followed by Companies for the Listing of Securities?

HARD
IMPORTANT

Which of the following entities cannot tap the bond market?

A. Unlisted Real estate investment trusts.
B. Unlisted Infrastructure investment trusts.
C. Listed Infrastructure investment trusts.

HARD
IMPORTANT

Which organisation regulates the functioning of the corporate sector?

HARD
IMPORTANT

RBI constituted committee under the championship of _____ to review the Ombudsman Scheme on 7th January 2013.

EASY
IMPORTANT

G. Padmanabhan committee was appointed by RBI to give the recommendation on which of the following issues:

EASY
IMPORTANT

In case the policyholder is not satisfied with the policy, he/she return the policy within the free book period i.e. within _____ of receiving the policy document.